Legal & Regulatory

Modify the GSD Rules (i) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transactions, and (ii) to Address the Conditions of Note H to Rule 15c3-3a

Modify the GSD Rules (i) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transactions, and (ii) to Address the Conditions of Note H to Rule 15c3-3a

Modify the GSD Rules to Facilitate Access to Clearance and Settlement Services of All Eligible Secondary Market Transactions in U.S. Treasury Securities

Amendment No. 1 to SR-FICC-2024-005

Amend the Clearing Agency Risk Management Framework

Amend the Clearing Agency Liquidity Risk Management Framework and the Clearing Agency Stress Testing Framework Federal Release
(Release No. 34-99774; File No. SR-FICC-2024-004)
March 19, 2024

Adopt a Minimum Margin Amount at GSD

Amendment No. 1 to SR-FICC-2024-003

Adopt a Minimum Margin Amount at GSD

Amendment No. 1 to SR-FICC-2024-801

Amend Methodology Documents Federal Release
(Release No. 34-99447; File No. SR-FICC-2024-001)
January 30, 2024

Amend the Clearing Agency Risk Management Framework Federal Release
(Release No. 34-99097; File No. SR-FICC-2023-016)
December 6, 2023

Modify the Clearing Agency Operational Risk Management Framework Federal Release
(Release No. 34-98813; File No. SR-FICC-2023-015)
October 27, 2023